DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Registered advisor

V•••• Z••••••

L•• F•••••••• L••BD affiliatedGlen Cove, Ny dual registrantIAPD 5638377

Feed of 09/14/2026

Also filed as V•••• Peter Z••••••

At current firm

2 y

since Jun 17, 2024

In the industry

17 y

since May 18, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jun 17, 2024 · Garden City, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Nov 29, 2022 to Apr 19, 2024 · Port Jefferson, Ny
L•• F•••••••• L•• BD affiliated
Jun 9, 2021 to Nov 28, 2022 · Brooklyn, Ny
M•• S••••••••• I••• unclassified
Apr 23, 2019 to Jun 9, 2021 · Paramus, Nj
E•••••• C•••••• M••••••••• L•• former
Jan 21, 2015 to Jun 6, 2018 · Garden City, Ny
W•••• F•••• A••••••• wirehouse
Jul 2, 2013 to Jan 9, 2015 · Garden City, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••
left Apr 19, 2024, registered Jun 17, 2024 (59 days) · Affiliated broker-dealer or bank to another · moved with a team
L•• F•••••••• L•• to C•••••••• G••••• M•••••• I•••
left Nov 28, 2022, registered Nov 29, 2022 (1 days) · RIA to affiliated broker-dealer or bank
M•• S••••••••• I••• to L•• F•••••••• L••
left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
E•••••• C•••••• M••••••••• L•• to M•• S••••••••• I•••
left Jun 6, 2018, registered Apr 23, 2019 (321 days) · Other
W•••• F•••• A••••••• to E•••••• C•••••• M••••••••• L••
left Jan 9, 2015, registered Jan 21, 2015 (12 days) · Other

Signals

V•••• Z•••••• left C•••••••• G••••• M•••••• I••• for L•• F•••••••• L•• (registered 2024-06-17)
Apr 19, 2024 · Advisor changed firm · fact
V•••• Z•••••• left L•• F•••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2022-11-29)
Nov 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address