DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Daniel Lynch
Feed of 09/15/2026
Also filed as Ryan D. Lynch
At current firm
3 y
since Aug 24, 2023
In the industry
17 y
since May 20, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Catalyst Capital Advisors LLC asset manager currentsince Aug 24, 2023 · New York, Ny
- Pgim Investments LLC asset managerJul 17, 2020 to Jul 13, 2023 · Newark, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 15, 2012 to Jun 2, 2020 · Pennington, Nj
- UBS Financial Services Inc. wirehouseJul 1, 2011 to Aug 23, 2012 · Weehawken, Nj
- Msi Financial Services, Inc. formerMay 11, 2011 to Jun 22, 2011 · Short Hills, Nj
Moves
a registration end followed by a registration begin elsewhere
- Pgim Investments LLC to Catalyst Capital Advisors LLCleft Jul 13, 2023, registered Aug 24, 2023 (42 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pgim Investments LLCleft Jun 2, 2020, registered Jul 17, 2020 (45 days) · Other
- UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 23, 2012, registered Nov 15, 2012 (84 days) · Wirehouse to wirehouse
- Msi Financial Services, Inc. to UBS Financial Services Inc.left Jun 22, 2011, registered Jul 1, 2011 (9 days) · Other
Signals
- Ryan Daniel Lynch left Pgim Investments Llc for Catalyst Capital Advisors Llc (registered 2023-08-24)Jul 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address