DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Catalyst Capital Advisors LLC
Latest filing Mar 27, 2026
First filing on the tape Apr 2, 2012 · 38 filings
SEC status approved since Jun 9, 2006
RAUM
$10B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$1.5B
derived; firm RAUM over IAPD count
Employees
17
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$10B as of Mar 27, 2026
Apr 2, 2012$320M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Apr 2, 20120 then
Employees (5.A)17 as of Mar 27, 2026
Mar 28, 20135 then
Private funds: no history
RAUM +1.7% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- $1.5BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $542MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$10B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 19reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ryan Daniel Lynch | New York, Ny | Aug 24, 2023 | 17 y | 4 |
| James Bedrock | Edgewater, Md | Sep 13, 2023 | 12 y | 2 |
| Mario Dominique Fontenot | New York, Ny | Dec 12, 2023 | 10 y | 2 |
| Michael P Walsh | New York, Ny | Mar 28, 2024 | 18 y | 4 |
| Douglas Cataldo | San Juan, Pr | Jan 5, 2025 | 12 y | 3 |
| Matthew Godelman | New York, Ny | Sep 28, 2025 | 12 y | 1 |
| Allen Israel SukholitskyChartered Financial Analyst | New York, Ny | Apr 13, 2026 | 16 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Matthew Joseph Nawrocki to Osaic Wealth, Inc.Jul 8, 2024 · Other
- Hunter Wilhelm Frey to Global Investment AdvisoryJan 20, 2023 · Other
- Matthew Anthony Tully to Midwest Wealth Management Inc.Dec 31, 2021 · Other
- Mark Steven Yandura to Equitable Advisors, LLCDec 19, 2019 · Other
Joined, latest
- Matthew Godelman from New York Life Investment Management LLCSep 28, 2025 · Other
- Douglas Cataldo from Sl Advisors, LLCJan 5, 2025 · Other
- Michael P Walsh from Fidelity Personal And Workplace AdvisorsMar 28, 2024 · Other
- Mario Dominique Fontenot from Bny Mellon Securities CorporationDec 12, 2023 · Other
- James Bedrock from Raymond James Financial Services Advisors, IncSep 13, 2023 · Other
- Ryan Daniel Lynch from Pgim Investments LLCAug 24, 2023 · Other
- Hunter Wilhelm Frey from LPL Financial LLCMar 24, 2020 · Other
- Matthew Anthony Tully from Avantax Advisory ServicesApr 21, 2016 · Other
- Mark Steven Yandura from Huntington Financial AdvisorsApr 21, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Robert Glass · Chief Compliance Officercontrolsince 02/2015 · owns less than 5%
- Scott David Miller · Senior Portfolio Managercontrolsince 07/2006 · owns 5% to 10%
- Thomas Michael Schoonover · Chief Operating Officercontrolsince 01/2016 · owns less than 5%
- John Jerry Szilagyi · Chief Executive Officer And Managing Membercontrolsince 01/2006 · owns 50% to 75%
- Linda Isobel Szilagyi · Trusteesince 12/2015 · owns F of The Jerry J. Szilagyi 2015 Family Trust
- Ann June Szilagyi · Trusteesince 12/2015 · owns F of The Jerry J. Szilagyi 2015 Family Trust
Entity owners
- Jerry J. Szilagyi 2015 Family Trust · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Alphacentric Advisors LLCinvestment adviserbanknRAUM $433M
- Alt Fund Distributors LLCbroker-dealern
- Catalyst International Advisors LLCinvestment advisernRAUM $58.0M
- Rational Advisors, Inc.investment adviserbanknRAUM $2.6B
Advisers that list Catalyst Capital Advisors LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Juan, Pr · principal | 7 | 2 | 0 | ||
| New York, Ny | 6 | 2 | 0 | ||
| Rochester, Mi | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
What changed
consecutive filings, newest first
- Accounts · 20 to 19Aug 13, 2025 to Mar 27, 2026
- Advisory activities · 1 to 2Aug 13, 2025 to Mar 27, 2026
- Employees · 12 to 17Aug 13, 2025 to Mar 27, 2026
- Discretionary RAUM · $10B to $10BAug 13, 2025 to Mar 27, 2026
- RAUM · $10B to $10BAug 13, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Jun 9, 2025 to Aug 13, 2025
- Accounts · 18 to 20Jun 12, 2024 to Mar 25, 2025
- Advisory employees · 9 to 8Jun 12, 2024 to Mar 25, 2025
- BD registered reps · 3 to 1Jun 12, 2024 to Mar 25, 2025
- Other offices · 1 to 2Jun 12, 2024 to Mar 25, 2025
- Discretionary RAUM · $7.9B to $10BJun 12, 2024 to Mar 25, 2025
- RAUM · $7.9B to $10BJun 12, 2024 to Mar 25, 2025
- Discretionary RAUM · $7.1B to $7.9BAug 21, 2023 to Mar 27, 2024
- RAUM · $7.1B to $7.9BAug 21, 2023 to Mar 27, 2024
- Accounts · 21 to 18Jul 27, 2022 to Mar 29, 2023
- BD registered reps · 2 to 3Jul 27, 2022 to Mar 29, 2023
- Discretionary RAUM · $4.8B to $7.1BJul 27, 2022 to Mar 29, 2023
- RAUM · $4.8B to $7.1BJul 27, 2022 to Mar 29, 2023
- Accounts · 22 to 21Apr 1, 2021 to Mar 30, 2022
- BD registered reps · 3 to 2Apr 1, 2021 to Mar 30, 2022
- Financial planning clients · unset to 0Apr 1, 2021 to Mar 30, 2022
- Other offices · 2 to 1Apr 1, 2021 to Mar 30, 2022
- Discretionary RAUM · $3.8B to $4.8BApr 1, 2021 to Mar 30, 2022
- RAUM · $3.8B to $4.8BApr 1, 2021 to Mar 30, 2022
- Accounts · 24 to 22Mar 30, 2020 to Apr 1, 2021
- Advisory employees · 8 to 9Mar 30, 2020 to Apr 1, 2021
- Employees · 11 to 12Mar 30, 2020 to Apr 1, 2021
- Discretionary RAUM · $6.7B to $3.8BMar 30, 2020 to Apr 1, 2021
- RAUM · $6.7B to $3.8BMar 30, 2020 to Apr 1, 2021
- Employees · 12 to 11Nov 21, 2019 to Mar 30, 2020
- Accounts · 23 to 24Nov 21, 2019 to Mar 30, 2020
- Advisory employees · 9 to 8Nov 21, 2019 to Mar 30, 2020
- HQ city · HUNTINGTON to SAN JUANNov 21, 2019 to Mar 30, 2020
- HQ state · NY to PRNov 21, 2019 to Mar 30, 2020
- Discretionary RAUM · $5.7B to $6.7BNov 21, 2019 to Mar 30, 2020
- RAUM · $5.7B to $6.7BNov 21, 2019 to Mar 30, 2020
- Accounts · 25 to 23Mar 23, 2018 to Feb 26, 2019
- Advisory employees · 7 to 9Mar 23, 2018 to Feb 26, 2019
- BD registered reps · 2 to 3Mar 23, 2018 to Feb 26, 2019
- Employees · 11 to 12Mar 23, 2018 to Feb 26, 2019
Signals
7 dated events
- Catalyst Capital Advisors Llc reported RAUM $10.1B, up 28% from $7.9B (2024-06-12 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- Matthew Joseph Nawrocki left Catalyst Capital Advisors Llc for Osaic Wealth, Inc. (registered 2024-07-12)Jul 8, 2024 · Advisor changed firm · fact
- Catalyst Capital Advisors Llc reported RAUM $7.1B, up 48% from $4.8B (2022-07-27 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Hunter Wilhelm Frey left Catalyst Capital Advisors Llc for Global Investment Advisory (registered 2024-06-11)Jan 20, 2023 · Advisor changed firm · fact
- Thomas Michael Schoonover (Chief Operating Officer) appeared on Schedule A of Catalyst Capital Advisors LlcJul 27, 2022 · Control person joined · fact
- Catalyst Capital Advisors Llc reported RAUM $4.8B, up 27% from $3.8B (2021-04-01 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Catalyst Capital Advisors Llc reported RAUM $3.8B, down 43% from $6.7B (2020-03-30 to 2021-04-01)Apr 1, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/catalyst-capital-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- catalyst-insights.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 6467578387reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.5Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026