C••••••••• S••• K••••

E•••••• F•••••••• E••••••independent RIAAustin, TxIA-onlyIAPD 5642458

Feed of 09/14/2026

Also filed as C•••• S••• K••••••••• K••••

At current firm

7 y

since Jan 7, 2019

In the industry

17 y

since Jun 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• F•••••••• E•••••• independent RIA current
since Jan 7, 2019 · Austin, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 22, 2010 to Jan 3, 2019 · Austin, Tx
T• A••••••••• I••• former
Jul 22, 2010 to Jan 3, 2019 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••••••••• M••••••••• L•• to E•••••• F•••••••• E••••••
left Jan 3, 2019, registered Jan 7, 2019 (4 days) · RIA to RIA
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jan 3, 2019, registered Jul 22, 2010 (-3087 days) · channel change inside one enterprise, not a move · moved with a team

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address