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RIA Intelligence
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Registered advisor
J•••••• A••••••• R•••••
Feed of 09/15/2026
Also filed as J•••••• A. R•••••
At current firm
11 y
since Oct 24, 2014
In the industry
17 y
since May 4, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B•• P•••••••• I••• BD affiliated currentsince Oct 24, 2014 · New Freedom, Pa
- I•••••••• A•••••••• L•• BD affiliatedNov 9, 2011 to Oct 24, 2014 · New Freedom, Pa
- O•••• F•• I••• formerMay 6, 2009 to Nov 4, 2011 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- I•••••••• A•••••••• L•• to B•• P•••••••• I•••left Oct 24, 2014, registered Oct 24, 2014 (0 days) · Other
- O•••• F•• I••• to I•••••••• A•••••••• L••left Nov 4, 2011, registered Nov 9, 2011 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address