DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• R••• W••••••

G•••••• I•••••••• L••state registeredOjai, Ca IA-onlyIAPD 5646552

Feed of 09/15/2026

At current firm

1 y

since Dec 20, 2024

In the industry

15 y

since Nov 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•••••• I•••••••• L•• state registered current
since Dec 20, 2024 · Ventura, Ca
G•••••• I•••••••• L•• unclassified
Sep 9, 2024 to Nov 6, 2025 · Ventura, Ca
G•••••• I•••••••• L•• unclassified
Feb 14, 2023 to Jun 30, 2023 · Ventura, Ca
S•••• independent RIA
Jul 13, 2022 to Sep 4, 2024 · Ojai, Ca
G•••••• I•••••••• L•• unclassified
Sep 19, 2013 to Dec 31, 2022 · Ventura, Ca
T•• A•••• M••••••••• I••• former
Oct 11, 2012 to Aug 31, 2013 · Ojai, Ca

Moves

a registration end followed by a registration begin elsewhere

G•••••• I•••••••• L•• to G•••••• I•••••••• L••
left Nov 6, 2025, registered Dec 20, 2024 (-321 days) · Other · moved with a team
S•••• to G•••••• I•••••••• L••
left Sep 4, 2024, registered Feb 14, 2023 (-568 days) · Other
G•••••• I•••••••• L•• to S••••
left Dec 31, 2022, registered Jul 13, 2022 (-171 days) · Other
T•• A•••• M••••••••• I••• to G•••••• I•••••••• L••
left Aug 31, 2013, registered Sep 19, 2013 (19 days) · Other

Signals

N••••• R••• W•••••• left G•••••• I•••••••• L•• for G•••••• I•••••••• L•• (registered 2024-12-20)
Nov 6, 2025 · Advisor changed firm · fact
N••••• R••• W•••••• left Savvy for G•••••• I•••••••• L•• (registered 2023-02-14)
Sep 4, 2024 · Advisor changed firm · fact
N••••• R••• W•••••• left G•••••• I•••••••• L•• for Savvy (registered 2022-07-13)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address