RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• J••• A•••••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Dec 16, 2025 · Jupiter, Fl
- L•• F•••••••• L•• BD affiliatedJul 19, 2024 to Nov 24, 2025 · West Palm Beach, Fl
- O•••• I••••••••• I••• BD affiliatedAug 31, 2022 to Jun 20, 2024 · New York, Ny
- L•• F•••••••• L•• to T••••• A••••••• S•••••••• I•••left Nov 24, 2025, registered Dec 16, 2025 (22 days) · Affiliated broker-dealer or bank to another
- O•••• I••••••••• I••• to L•• F•••••••• L••left Jun 20, 2024, registered Jul 19, 2024 (29 days) · Affiliated broker-dealer or bank to another
- E••• J••• A••••••• left L•• F•••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2025-12-16)Nov 24, 2025 · Advisor changed firm · fact
- E••• J••• A••••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2024-07-19)Jun 20, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address