DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• K• C•••

C••••• I••••••••• A••••••• L••BD affiliatedNew York, Nydual registrantIAPD 5653210

Feed of 09/14/2026

Also filed as S•••• K• C•••

At current firm

1 y

since Jul 8, 2025

In the industry

16 y

since Jan 27, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jul 8, 2025 · New York, Ny
I•••••• S••••••••• I••• mixed wealth
Aug 5, 2021 to Aug 8, 2025 · Brooklyn, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 6, 2020 to Jul 20, 2021 · New York, Ny
U•••• A••••••• L•• other
Aug 2, 2018 to Jun 3, 2020 · New York, Ny
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
May 1, 2017 to May 2, 2018 · New York, Ny
H••• S••••••••• •••• I••• BD affiliated
Jan 24, 2013 to Mar 22, 2017 · New York, Ny
H••• S••••••••• •••• I••• BD affiliated
Jan 28, 2010 to Sep 28, 2012 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

I•••••• S••••••••• I••• to C••••• I••••••••• A••••••• L••
left Aug 8, 2025, registered Jul 8, 2025 (-31 days) · RIA to affiliated broker-dealer or bank
C•••••••• G••••• M•••••• I••• to I•••••• S••••••••• I•••
left Jul 20, 2021, registered Aug 5, 2021 (16 days) · Affiliated broker-dealer or bank to independent RIA
U•••• A••••••• L•• to C•••••••• G••••• M•••••• I•••
left Jun 3, 2020, registered Jul 6, 2020 (33 days) · RIA to affiliated broker-dealer or bank
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to U•••• A••••••• L••
left May 2, 2018, registered Aug 2, 2018 (92 days) · Other · moved with a team
H••• S••••••••• •••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Mar 22, 2017, registered May 1, 2017 (40 days) · Other

Signals

S•••• K• C••• left I•••••• S••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2025-07-08)
Aug 8, 2025 · advisor firm c•••ge · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address