RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jun 12, 2026 · Westport, Ct
- O•••• I••••••••• I••• BD affiliatedJun 23, 2011 to Jun 15, 2026 · Weston, Ma
- O•••• W•••••• I••• BD affiliatedMar 3, 2010 to Jun 27, 2011 · Old Greenwich, Ct
- C••••• I••••••••• A••••••• L•• BD affiliatedDec 4, 2009 to Mar 19, 2010 · Lexington, Ma
- O•••• I••••••••• I••• to M••••• S••••••left Jun 15, 2026, registered Jun 12, 2026 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- O•••• W•••••• I••• to O•••• I••••••••• I•••left Jun 27, 2011, registered Jun 23, 2011 (-4 days) · Other
- C••••• I••••••••• A••••••• L•• to O•••• W•••••• I•••left Mar 19, 2010, registered Mar 3, 2010 (-16 days) · Other
- A••••• G••••••• left O•••• I••••••••• I••• for M••••• S•••••• (registered 2026-06-12)Jun 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address