DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Pl Wealth Advisors, LLC
Latest filing Mar 27, 2026
First filing on the tape Mar 27, 2026 · 1 filings
RAUM
$1.4M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$1.4M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- $139,443derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $107,264derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planningreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.4M100%
- Individual clients
- 6reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Patrick H Donohoe | Salt Lake City, Ut | Feb 24, 2015 | 18 y | 1 |
| Chad Eugene Hanson | Salt Lake City, Ut | Feb 22, 2017 | 25 y | 2 |
| Bryan Michael Mccloskey | Downingtown, Pa | Jan 2, 2019 | 18 y | 3 |
| Jason Ivan Henderson | Salt Lake City, Ut | Jun 7, 2021 | 16 y | 1 |
| Thomas Wayne YoungChartered Financial Consultant | Salt Lake City, Ut | Jan 20, 2022 | 41 y | 3 |
| Matthew Valentine | Salt Lake City, Ut | Feb 8, 2023 | 15 y | 1 |
| Jennifer Steed | Salt Lake City, Ut | Aug 13, 2025 | 13 y | 0 |
| Gary Wayne PinkertonChartered Financial Consultant | Salt Lake City, Ut | Sep 18, 2025 | 12 y | 0 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Left, latest
- Eric Patterson to Empower Advisory Group, LLCJun 1, 2026 · Other
- Jason Roger Locke to Robertson Investment ManagementMay 20, 2026 · Other
- Julie Ann Hepburn to Bull Harbor Capital LLC.Oct 3, 2023 · Other
Joined, latest
- Jason Roger Locke from Lincoln Financial Distributors, Inc.Apr 30, 2025 · Other
- Matthew Valentine from Legacy Wealth Management, LLCFeb 8, 2023 · RIA to a state-registered adviser
- Julie Ann Hepburn from Prosperity Economics Partners, LLCFeb 23, 2022 · Other
- Thomas Wayne Young from Prosperity Economics Partners, LLCJan 20, 2022 · Other
- Jason Ivan Henderson from Prosperity Economics Partners, LLCJun 7, 2021 · Other
- Chad Eugene Hanson from MML Investors Services, LLCFeb 22, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salt Lake City, Ut · principal | 8 | 1 | 1 | ||
| Chigago, Il | 0 | 0 | 0 | ||
| Rolesville, Nc | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
3 dated events
- Eric Patterson left Pl Wealth Advisors, Llc for Empower Advisory Group, Llc (registered 2026-06-15)Jun 1, 2026 · Advisor changed firm · fact
- Jason Roger Locke left Pl Wealth Advisors, Llc for Robertson Investment Management (registered 2026-07-03)May 20, 2026 · Advisor changed firm · fact
- Julie Ann Hepburn left Pl Wealth Advisors, Llc for Bull Harbor Capital Llc. (registered 2023-10-23)Oct 3, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- plwealthadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-870-8670reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026