DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony J. Riscili
Feed of 09/15/2026
Also filed as Anthony Riscili
At current firm
2 y
since Feb 7, 2024
In the industry
17 y
since May 30, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Feb 7, 2024 · Chicago, Il
- Fifth Third Securities, Inc. BD affiliatedJul 7, 2021 to Dec 18, 2023 · Rosemont, Il
- Pruco Securities, LLC no RAUMDec 18, 2014 to Jul 8, 2021 · Downers Grove, Il
- B. Riley Wealth Advisors, Inc. BD affiliatedNov 15, 2013 to Dec 4, 2014 · Lombard, Il
- New England Securities Corporation formerAug 19, 2009 to Jul 9, 2013 · Schaumburg, Il
Moves
a registration end followed by a registration begin elsewhere
- Fifth Third Securities, Inc. to J.P. Morgan Securities LLCleft Dec 18, 2023, registered Feb 7, 2024 (51 days) · Affiliated broker-dealer or bank to wirehouse
- Pruco Securities, LLC to Fifth Third Securities, Inc.left Jul 8, 2021, registered Jul 7, 2021 (-1 days) · Affiliated broker-dealer or bank to another
- B. Riley Wealth Advisors, Inc. to Pruco Securities, LLCleft Dec 4, 2014, registered Dec 18, 2014 (14 days) · Other
- New England Securities Corporation to B. Riley Wealth Advisors, Inc.left Jul 9, 2013, registered Nov 15, 2013 (129 days) · Other
Signals
- Anthony J. Riscili left Fifth Third Securities, Inc. for J.P. Morgan Securities Llc (registered 2024-02-07)Dec 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address