RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• M••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 19, 2025 · Scotch Plains, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 29, 2022 to Sep 2, 2025 · East Brunswick, Nj
- C••• P•••••• A•••••••• L•• formerJul 18, 2022 to Jul 27, 2022 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 22, 2020 to Jul 27, 2022 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 8, 2018 to Apr 17, 2019 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Sep 2, 2025, registered Aug 19, 2025 (-14 days) · Wirehouse to wirehouse
- C••• P•••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 27, 2022, registered Jul 29, 2022 (2 days) · Other
- C•••••••• G••••• M•••••• I••• to C••• P•••••• A•••••••• L••left Jul 27, 2022, registered Jul 18, 2022 (-9 days) · channel change inside one enterprise, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Apr 17, 2019, registered Sep 22, 2020 (524 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- R•••• M•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2025-08-19)Sep 2, 2025 · Advisor changed firm · fact
- R•••• M•••••• left C••• P•••••• A•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-07-29)Jul 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address