DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• O••• G•••

C•••• • S••• W•••••independent RIAKansas City, MoIA-onlyIAPD 5664769

Feed of 09/14/2026

Also filed as B•••• G•••

At current firm

3 y

since Jul 3, 2023

In the industry

17 y

since Jul 25, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••• • S••• W••••• independent RIA current
since Jul 3, 2023 · Kansas City, Mo
P•••••• F•••••••• P•••••••• L•• unclassified
Nov 15, 2017 to Jul 6, 2022 · Kansas City, Mo
O•••• W•••••• I••• BD affiliated
Mar 31, 2017 to Jul 6, 2023 · St. Louis, Mo
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 6, 2013 to Feb 2, 2017 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to P•••••• F•••••••• P•••••••• L••
left Jul 6, 2023, registered Nov 15, 2017 (-2059 days) · Other · moved with a team
P•••••• F•••••••• P•••••••• L•• to C•••• • S••• W•••••
left Jul 6, 2022, registered Jul 3, 2023 (362 days) · Other · moved with a team
M•• I•••••••• S•••••••• L•• to O•••• W•••••• I•••
left Feb 2, 2017, registered Mar 31, 2017 (57 days) · Other

Signals

B•••• O••• G••• left O•••• W•••••• I••• for P•••••• F•••••••• P•••••••• L•• (registered 2017-11-15)
Jul 6, 2023 · Advisor changed firm · fact
B•••• O••• G••• left P•••••• F•••••••• P•••••••• L•• for C•••• • S••• W••••• (registered 2023-07-03)
Jul 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address