DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Benjamin Christian Gerald

Quartz Partners Investment Managementindependent RIASaratoga Springs, Ny dual registrantIAPD 5665990

Feed of 09/15/2026

Also filed as Benjamin C Gerald

At current firm

1 y

since May 22, 2025

In the industry

17 y

since Aug 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Quartz Partners Investment Management independent RIA current
since May 22, 2025 · Mckinney, Tx
MML Investors Services, LLC BD affiliated
Sep 21, 2022 to May 15, 2025 · Dallas, Tx
Eagle Strategies LLC BD affiliated
May 5, 2022 to Sep 27, 2022 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to Quartz Partners Investment Management
left May 15, 2025, registered May 22, 2025 (7 days) · Affiliated broker-dealer or bank to independent RIA
Eagle Strategies LLC to MML Investors Services, LLC
left Sep 27, 2022, registered Sep 21, 2022 (-6 days) · Affiliated broker-dealer or bank to another

Signals

Benjamin Christian Gerald left Mml Investors Services, Llc for Quartz Partners Investment Management (registered 2025-05-22)
May 15, 2025 · Advisor changed firm · fact
Benjamin Christian Gerald left Eagle Strategies Llc for Mml Investors Services, Llc (registered 2022-09-21)
Sep 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address