DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason Hicks
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Jason Michael Hicks
At current firm
1 y
since Jul 8, 2025
In the industry
14 y
since May 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mason Investment Advisory Services Inc mixed wealth currentsince Jul 8, 2025 · New Canaan, Ct
- Morgan Stanley wirehouseJan 24, 2019 to Dec 16, 2021 · New York, Ny
- Global Portfolio Strategies, Inc. formerMar 16, 2016 to Jan 15, 2019 · Irvine, Ca
- Mullintbg Advisors formerMay 2, 2012 to Dec 31, 2015 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Mason Investment Advisory Services Incleft Dec 16, 2021, registered Jul 8, 2025 (1300 days) · Wirehouse to independent RIA
- Global Portfolio Strategies, Inc. to Morgan Stanleyleft Jan 15, 2019, registered Jan 24, 2019 (9 days) · Other
- Mullintbg Advisors to Global Portfolio Strategies, Inc.left Dec 31, 2015, registered Mar 16, 2016 (76 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address