J••• P• R•••••

M••••• S••••••wirehouseScottsdale, Azdual registrantIAPD 5668035

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• P•••••• R••••••••• P• R••••••••• P•••••• R•••••

At current firm

4 y

since Sep 22, 2022

In the industry

15 y

since Jun 20, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Sep 22, 2022 · Scottsdale, Az
E•••••• C•••••• M••••••••• L•• former
Jul 26, 2016 to Sep 30, 2022 · Cupertino, Ca
O•••• F•• I••• former
Jun 28, 2011 to Jul 8, 2016 · Campbell, Ca

Moves

a registration end followed by a registration begin elsewhere

E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 30, 2022, registered Sep 22, 2022 (-8 days) · channel change inside one enterprise, not a move
O•••• F•• I••• to E•••••• C•••••• M••••••••• L••
left Jul 8, 2016, registered Jul 26, 2016 (18 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address