DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Registered advisor

K••• V•••••• R•••

U•• F•••••••• S••••••• I•••wirehouseHartford, Ctdual registrantIAPD 5669202

Feed of 09/14/2026

Also filed as K••• R•••

At current firm

2 y

since Apr 2, 2024

In the industry

17 y

since Aug 20, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Apr 2, 2024 · Hartford, Ct
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Apr 3, 2024 · Boston, Ma
S•••••••• A••••••• L•• national BD
Feb 17, 2012 to Jul 13, 2018 · West Hartford, Ct
N•• E•••••• S••••••••• C••••••••• former
Jan 12, 2010 to Nov 1, 2010 · West Hartford, Ct

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to U•• F•••••••• S••••••• I•••
left Apr 3, 2024, registered Apr 2, 2024 (-1 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
N•• E•••••• S••••••••• C••••••••• to S•••••••• A••••••• L••
left Nov 1, 2010, registered Feb 17, 2012 (473 days) · Other

Signals

K••• V•••••• R••• left F••••••• P••••••• A•• W•••••••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2024-04-02)
Apr 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address