DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• I••••• M•••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedGlen Allen, Vadual registrantIAPD 5669411

Feed of 09/14/2026

Also filed as J•••• I M•••••••

At current firm

5 y

since Jul 13, 2021

In the industry

15 y

since Feb 9, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Jul 13, 2021 · Glen Allen, Va
N••••••••• M••••• I••••••••• S••••••••• no RAUM
May 27, 2020 to Jul 28, 2021 · Richmond, Va
W•••• F•••• A••••••• wirehouse
Nov 29, 2012 to May 29, 2020 · Richmond, Va
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 29, 2012 to Nov 28, 2012 · Glen Allen, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 11, 2011 to Jul 5, 2012 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jul 28, 2021, registered Jul 13, 2021 (-15 days) · Other
W•••• F•••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••
left May 29, 2020, registered May 27, 2020 (-2 days) · Other
A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Nov 28, 2012, registered Nov 29, 2012 (1 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••
left Jul 5, 2012, registered Jun 29, 2012 (-6 days) · Wirehouse to affiliated broker-dealer or bank

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address