RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• P••••••• independent RIA currentsince Dec 20, 2021 · Overland Park, Ks
- T•• D•••• G••••• L•• formerAug 17, 2020 to Mar 31, 2022 · New York, Ny
- T••• C•••••• M••••••••• formerMay 7, 2010 to Jan 17, 2012 · New York, Ny
- T•• D•••• G••••• L•• to C••••••• P•••••••left Mar 31, 2022, registered Dec 20, 2021 (-101 days) · RIA to RIA
- T••• C•••••• M••••••••• to T•• D•••• G••••• L••left Jan 17, 2012, registered Aug 17, 2020 (3135 days) · Other
- M••• S••••• D•••• left T•• D•••• G••••• L•• for C••••••• P••••••• (registered 2021-12-20)Mar 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address