DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Brian Thomas Ryder
At current firm
3 y
since Sep 5, 2023
In the industry
16 y
since Jun 7, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Sep 5, 2023 · Chicago, Il
- E*Trade Capital Management, LLC formerJul 29, 2022 to Sep 5, 2023 · Chicago, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 27, 2016 to Aug 5, 2022 · Chicago, Il
- Tradewise Advisors, Inc. formerJun 16, 2010 to Jul 27, 2016 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- E*Trade Capital Management, LLC to Morgan Stanleyleft Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to E*Trade Capital Management, LLCleft Aug 5, 2022, registered Jul 29, 2022 (-7 days) · Wirehouse to independent RIA
- Tradewise Advisors, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 27, 2016, registered Jul 27, 2016 (0 days) · Other
Signals
- Brian T Ryder left Merrill Lynch, Pierce, Fenner & Smith Incorporated for E*Trade Capital Management, Llc (registered 2022-07-29)Aug 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address