DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael J Ballestrini
Certified Financial Planner
Feed of 09/14/2026
Also filed as Michael Joseph Ballestrini
At current firm
11 y
since Jun 29, 2015
In the industry
16 y
since Nov 20, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Janney Montgomery Scott LLC BD affiliated currentsince Jun 29, 2015 · Darien, Ct
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 10, 2013 to Jun 16, 2015 · Jacksonville, Fl
- Investment Advisors Corp formerJul 16, 2012 to Mar 20, 2013 · Westbrook, Ct
- Naok Advisors unclassifiedAug 18, 2010 to Jul 18, 2012 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Janney Montgomery Scott LLCleft Jun 16, 2015, registered Jun 29, 2015 (13 days) · Other
- Investment Advisors Corp to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 20, 2013, registered Dec 10, 2013 (265 days) · Other
- Naok Advisors to Investment Advisors Corpleft Jul 18, 2012, registered Jul 16, 2012 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address