DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

T•••••• M••••••

R•• W••••• P•••••••independent RIABoston, MaIA-onlyIAPD 5675465

Certified Financial Planner

Feed of 09/14/2026

Also filed as Timothy John Mazanec

At current firm

2 y

since Feb 1, 2024

In the industry

17 y

since Jul 20, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•• W••••• P••••••• independent RIA current
since Feb 1, 2024 · Boston, Ma
A••••••• F••••••••• L••• BD affiliated
Jul 5, 2023 to Jan 16, 2024 · Folsom, Ca
T•• H•••••• G•••• former
Oct 2, 2019 to Aug 10, 2023 · Waltham, Ma
E••••• J•••• national BD
Sep 12, 2016 to May 7, 2019 · Boston, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 19, 2014 to May 10, 2016 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

A••••••• F••••••••• L••• to R•• W••••• P•••••••
left Jan 16, 2024, registered Feb 1, 2024 (16 days) · Affiliated broker-dealer or bank to independent RIA
T•• H•••••• G•••• to A••••••• F••••••••• L•••
left Aug 10, 2023, registered Jul 5, 2023 (-36 days) · RIA to affiliated broker-dealer or bank · moved with a team
E••••• J•••• to T•• H•••••• G••••
left May 7, 2019, registered Oct 2, 2019 (148 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left May 10, 2016, registered Sep 12, 2016 (125 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Timothy Mazanec left Allworth Financial, L.P. for Rwa Wealth Partners (registered 2024-02-01)
Jan 16, 2024 · Advisor changed firm · fact
Timothy Mazanec left The Harvest Group for Allworth Financial, L.P. (registered 2023-07-05)
Aug 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address