DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••••• H••••• J••••

E• W••••• A•••••••independent RIAGraham, Tx IA-onlyIAPD 5677992

Certified Financial Planner

Feed of 09/14/2026

Also filed as D•••••• H••••• J••••

At current firm

1 y

since Nov 26, 2024

In the industry

14 y

since Dec 6, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E• W••••• A••••••• independent RIA current
since Nov 26, 2024 · Graham, Tx
R•••• P•••••• C••••• L•• former
May 19, 2023 to Nov 22, 2024 · Southlake, Tx
C•••••• S••••• • C••• I••• national BD
Apr 12, 2018 to May 22, 2023 · Fort Worth, Tx
N•••••••• B••••• B• L•• no RAUM
Sep 19, 2014 to Mar 20, 2018 · Chicago, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 7, 2011 to Sep 2, 2014 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

R•••• P•••••• C••••• L•• to E• W••••• A•••••••
left Nov 22, 2024, registered Nov 26, 2024 (4 days) · RIA to RIA
C•••••• S••••• • C••• I••• to R•••• P•••••• C••••• L••
left May 22, 2023, registered May 19, 2023 (-3 days) · Affiliated broker-dealer or bank to independent RIA
N•••••••• B••••• B• L•• to C•••••• S••••• • C••• I•••
left Mar 20, 2018, registered Apr 12, 2018 (23 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•••••••• B••••• B• L••
left Sep 2, 2014, registered Sep 19, 2014 (17 days) · Other

Signals

D•••••• H••••• J•••• left R•••• P•••••• C••••• L•• for E• W••••• A••••••• (registered 2024-11-26)
Nov 22, 2024 · Advisor changed firm · fact
D•••••• H••••• J•••• left C•••••• S••••• • C••• I••• for R•••• P•••••• C••••• L•• (registered 2023-05-19)
May 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address