RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Dec 18, 2015 · Deerfield, Il
- B••••••• C•••••• I••• formerJan 7, 2015 to Dec 15, 2015 · Chicago, Il
- E• A• H•••••• L•• independent RIAMar 20, 2013 to Dec 6, 2013 · Deerfield, Il
- B••••••• C•••••• I••• to M••••• S••••••left Dec 15, 2015, registered Dec 18, 2015 (3 days) · Other · moved with a team
- E• A• H•••••• L•• to B••••••• C•••••• I•••left Dec 6, 2013, registered Jan 7, 2015 (397 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address