RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• N••• R••••••
- L••••••• W••••• D••••• L•• state registered currentsince Aug 23, 2026 · Louisville, Ky
- P••••••••• C•••••• A••••••• independent RIAJan 23, 2017 to Dec 14, 2017 · Louisville, Ky
- L••••••• W••••• D••••• L•• state registeredSep 20, 2012 to Dec 31, 2016 · Louisville, Ky
- 1•• G••••• A••••••• I•• formerJun 9, 2010 to Sep 20, 2012 · La Grange, Ky
- C•••••••• F•••••••• G•••• A••••••• formerNov 16, 2009 to Jul 9, 2010 · La Grange, Ky
- P••••••••• C•••••• A••••••• to L••••••• W••••• D••••• L••left Dec 14, 2017, registered Aug 23, 2026 (3174 days) · Other
- L••••••• W••••• D••••• L•• to P••••••••• C•••••• A•••••••left Dec 31, 2016, registered Jan 23, 2017 (23 days) · Other
- 1•• G••••• A••••••• I•• to L••••••• W••••• D••••• L••left Sep 20, 2012, registered Sep 20, 2012 (0 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to 1•• G••••• A••••••• I••left Jul 9, 2010, registered Jun 9, 2010 (-30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address