RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• M• P••••
- A••••• P•••••• W•••••• I••• independent RIA currentsince Jan 3, 2019 · Leland, Nc
- I•••••• P•••••• A•••••••• L•• formerApr 17, 2015 to Dec 31, 2018 · Basking Ridge, Nj
- L•• F•••••••• L•• BD affiliatedOct 25, 2010 to Mar 4, 2016 · Flemington, Nj
- I•••••• P•••••• A•••••••• L•• to A••••• P•••••• W•••••• I•••left Dec 31, 2018, registered Jan 3, 2019 (3 days) · RIA to RIA · moved with a team
- L•• F•••••••• L•• to I•••••• P•••••• A•••••••• L••left Mar 4, 2016, registered Apr 17, 2015 (-322 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address