DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael A Perry

LPL Financial LLCBD affiliatedSan Diego, Ca dual registrantIAPD 5686640

Feed of 09/15/2026

At current firm

0 y

since Aug 12, 2026

In the industry

17 y

since Aug 20, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 12, 2026 · Bangor, Me
Osaic Wealth, Inc. BD affiliated
Apr 19, 2024 to Aug 14, 2026 · Bangor, Me
Ameriprise Financial Services, LLC national BD
Jul 16, 2021 to Apr 23, 2024 · Bangor, Me
Key Investment Services LLC BD affiliated
Sep 16, 2013 to Jul 19, 2021 · Portland, Me
Signator Investors, Inc. former
Jul 19, 2012 to Aug 15, 2013 · Andover, Ma

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to LPL Financial LLC
left Aug 14, 2026, registered Aug 12, 2026 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
Ameriprise Financial Services, LLC to Osaic Wealth, Inc.
left Apr 23, 2024, registered Apr 19, 2024 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
Key Investment Services LLC to Ameriprise Financial Services, LLC
left Jul 19, 2021, registered Jul 16, 2021 (-3 days) · Affiliated broker-dealer or bank to another
Signator Investors, Inc. to Key Investment Services LLC
left Aug 15, 2013, registered Sep 16, 2013 (32 days) · Other

Signals

Michael A Perry left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2026-08-12)
Aug 14, 2026 · Advisor changed firm · fact
Michael A Perry left Ameriprise Financial Services, Llc for Osaic Wealth, Inc. (registered 2024-04-19)
Apr 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address