RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• D• H••••
- B•• W•••••• L•• independent RIA currentsince May 22, 2023 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 24, 2015 to Apr 17, 2023 · Atlanta, Ga
- E•••••• C•••••• M••••••••• L•• formerApr 3, 2014 to Jul 29, 2015 · Arlington, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 20, 2011 to Feb 18, 2014 · Altamonte Springs, Fl
- T• A••••••••• I••• formerDec 1, 2011 to Feb 18, 2014 · Winter Park, Fl
- E••••• J•••• national BDNov 10, 2009 to Nov 21, 2011 · Navarre, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B•• W•••••• L••left Apr 17, 2023, registered May 22, 2023 (35 days) · Wirehouse to independent RIA
- E•••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 29, 2015, registered Nov 24, 2015 (118 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to E•••••• C•••••• M••••••••• L••left Feb 18, 2014, registered Apr 3, 2014 (44 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 18, 2014, registered Dec 20, 2011 (-791 days) · channel change inside one enterprise, not a move
- E••••• J•••• to T• A••••••••• I•••left Nov 21, 2011, registered Dec 1, 2011 (10 days) · Affiliated broker-dealer or bank to a newly registered adviser
- D••••• D• H•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B•• W•••••• L•• (registered 2023-05-22)Apr 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address