RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• W•••• B••••
- B•••• C•••• W••••• M••••••••• L•• institutional currentsince Feb 6, 2023 · Forest, Va
- P•••••• I••••••••• O••••• independent RIAJul 19, 2021 to Aug 3, 2021 · Forest, Va
- E••••• J•••• national BDSep 8, 2009 to Sep 7, 2018 · Castle Pines, Co
- P•••••• I••••••••• O••••• to B•••• C•••• W••••• M••••••••• L••left Aug 3, 2021, registered Feb 6, 2023 (552 days) · Other
- E••••• J•••• to P•••••• I••••••••• O•••••left Sep 7, 2018, registered Jul 19, 2021 (1046 days) · Affiliated broker-dealer or bank to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address