DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sherry Lynn Tomasello

Cwm, LLCBD affiliatedOmaha, Ne dual registrantIAPD 5692035

Feed of 09/15/2026

Also filed as Sherry Lynn Lopeman

At current firm

0 y

since Jan 28, 2026

In the industry

16 y

since Jul 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cwm, LLC BD affiliated current
since Jan 28, 2026 · Omaha, Ne
Elk River Wealth Management LLC independent RIA
Sep 17, 2020 to Feb 16, 2024 · Denver, Co
LPL Financial LLC BD affiliated
Mar 12, 2018 to Sep 9, 2020 · Omaha, Ne
U.S. Bancorp Investments, Inc. former
Jul 28, 2011 to Mar 7, 2018 · Omaha, Ne
Wells Fargo Advisors wirehouse
Jan 3, 2011 to Jul 5, 2011 · Omaha, Ne
Wells Fargo Investments, LLC unclassified
Jul 9, 2010 to Jan 3, 2011 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

Elk River Wealth Management LLC to Cwm, LLC
left Feb 16, 2024, registered Jan 28, 2026 (712 days) · RIA to affiliated broker-dealer or bank · moved with a team
LPL Financial LLC to Elk River Wealth Management LLC
left Sep 9, 2020, registered Sep 17, 2020 (8 days) · Affiliated broker-dealer or bank to independent RIA
U.S. Bancorp Investments, Inc. to LPL Financial LLC
left Mar 7, 2018, registered Mar 12, 2018 (5 days) · Other · moved with a team
Wells Fargo Advisors to U.S. Bancorp Investments, Inc.
left Jul 5, 2011, registered Jul 28, 2011 (23 days) · Other
Wells Fargo Investments, LLC to Wells Fargo Advisors
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

Sherry Lynn Tomasello left Elk River Wealth Management Llc for Cwm, Llc (registered 2026-01-28)
Feb 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address