RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• F•• B••••
- B•••••••• I••••••••• G•••• independent RIA currentsince Apr 14, 2025 · Phoenix, Az
- R•••••• P•••••• W••••• formerJul 12, 2021 to Mar 31, 2025 · Forest City, Ia
- H••••• I••••••••• M••••••••• L•• independent RIAJun 1, 2015 to Jul 16, 2021 · Forest City, Ia
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 3, 2012 to Dec 31, 2013 · Cedar Rapids, Ia
- R•••••• P•••••• W••••• to B•••••••• I••••••••• G••••left Mar 31, 2025, registered Apr 14, 2025 (14 days) · corporate re-registration, not a move
- H••••• I••••••••• M••••••••• L•• to R•••••• P•••••• W•••••left Jul 16, 2021, registered Jul 12, 2021 (-4 days) · RIA to a newly registered adviser
- T••••••••• F•••••••• A•••••••• L•• to H••••• I••••••••• M••••••••• L••left Dec 31, 2013, registered Jun 1, 2015 (517 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address