RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• BD affiliated currentsince May 5, 2026 · New Orleans, La
- P••• S••••• F•••••••• P•••••••• L•• unclassifiedMar 8, 2022 to May 5, 2026 · New Orleans, La
- A••••••• A••••••• S•••••••• L•• BD affiliatedNov 1, 2021 to Mar 8, 2022 · Metairie, La
- A••••••• A••••••• S••••••• formerFeb 11, 2020 to Nov 1, 2021 · Lincoln, Ne
- P••• S••••• F•••••••• P•••••••• L•• to M••••••left May 5, 2026, registered May 5, 2026 (0 days) · Other
- A••••••• A••••••• S•••••••• L•• to P••• S••••• F•••••••• P•••••••• L••left Mar 8, 2022, registered Mar 8, 2022 (0 days) · Other
- A••••••• A••••••• S••••••• to A••••••• A••••••• S•••••••• L••left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- J•• J••••• M••••••• left P••• S••••• F•••••••• P•••••••• L•• for Mariner (registered 2026-05-05)May 5, 2026 · Advisor changed firm · fact
- J•• J••••• M••••••• left A••••••• A••••••• S•••••••• L•• for P••• S••••• F•••••••• P•••••••• L•• (registered 2022-03-08)Mar 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address