B•••• S•••• S••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Sep 5, 2025 · Plattsburgh, Ny
• A•••••• A••••••• S••••••• former
  Jan 10, 2022 to Sep 5, 2025 · Malone, Ny
• L•• F•••••••• L•• BD affiliated
  Sep 17, 2012 to Aug 11, 2015 · Malone, Ny
• E••••• J•••• national BD
  Apr 17, 2012 to May 9, 2012 · St Louis, Mo

• A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
  left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to A•••••• A••••••• S•••••••
  left Aug 11, 2015, registered Jan 10, 2022 (2344 days) · Other
• E••••• J•••• to L•• F•••••••• L••
  left May 9, 2012, registered Sep 17, 2012 (131 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address