RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J••• A•••••
- I••••••••• F•••••••• P••••••• BD affiliated currentsince Jan 7, 2025 · Tampa, Fl
- O••••••••• i••••••••• managerDec 5, 2018 to Jan 6, 2025 · San Diego, Ca
- I••••••••• F•••••••• P••••••• BD affiliatedJul 1, 2016 to Dec 31, 2018 · San Diego, Ca
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• formerDec 15, 2014 to Apr 15, 2016 · Boston, Ma
- I••••••••• F•••••••• P••••••• BD affiliatedNov 24, 2010 to Dec 26, 2014 · San Diego, Ca
- N•• A•••••••• I••• unclassifiedSep 1, 2009 to Dec 1, 2010 · San Diego, Ca
- O••••••••• to I••••••••• F•••••••• P•••••••left Jan 6, 2025, registered Jan 7, 2025 (1 days) · Other · moved with a team
- I••••••••• F•••••••• P••••••• to O•••••••••left Dec 31, 2018, registered Dec 5, 2018 (-26 days) · Other · moved with a team
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• to I••••••••• F•••••••• P•••••••left Apr 15, 2016, registered Jul 1, 2016 (77 days) · Other
- I••••••••• F•••••••• P••••••• to A••••• P•••••• I••••••••• A•••• M••••••••• I•••left Dec 26, 2014, registered Dec 15, 2014 (-11 days) · Other
- N•• A•••••••• I••• to I••••••••• F•••••••• P•••••••left Dec 1, 2010, registered Nov 24, 2010 (-7 days) · corporate re-registration, not a move
- T••••• J••• A••••• left Onedigital for I••••••••• F•••••••• P••••••• (registered 2025-01-07)Jan 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address