DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jonathan Paul Fucci

Osaic Wealth, Inc.BD affiliatedRocky Hill, Ct dual registrantIAPD 5701275

Feed of 09/14/2026

Also filed as Jon Paul Fucci

At current firm

0 y

since Aug 3, 2026

In the industry

16 y

since Jan 11, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Aug 3, 2026 · Hartford, Ct
Key Investment Services LLC BD affiliated
Dec 1, 2016 to Aug 5, 2026 · Manchester, Ct
Osaic Institutions, Inc. BD affiliated
Mar 11, 2016 to Nov 28, 2016 · Bristol, Ct
First Allied Advisory Services, Inc. former
Jul 8, 2014 to Jan 12, 2015 · Farmington, Ct
Concourse Financial Group Advisors former
Jul 1, 2014 to Jul 3, 2014 · Farmington, Ct

Moves

a registration end followed by a registration begin elsewhere

Key Investment Services LLC to Osaic Wealth, Inc.
left Aug 5, 2026, registered Aug 3, 2026 (-2 days) · Affiliated broker-dealer or bank to another
Osaic Institutions, Inc. to Key Investment Services LLC
left Nov 28, 2016, registered Dec 1, 2016 (3 days) · Other
First Allied Advisory Services, Inc. to Osaic Institutions, Inc.
left Jan 12, 2015, registered Mar 11, 2016 (424 days) · Other
Concourse Financial Group Advisors to First Allied Advisory Services, Inc.
left Jul 3, 2014, registered Jul 8, 2014 (5 days) · Other

Signals

Jonathan Paul Fucci left Key Investment Services Llc for Osaic Wealth, Inc. (registered 2026-08-03)
Aug 5, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address