DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Scott Galloway
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
9 y
since Mar 25, 2017
In the industry
16 y
since Sep 2, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- MML Investors Services, LLC BD affiliated currentsince Mar 25, 2017 · Newtown Square, Pa
- Newsquare Capital, LLC independent RIAFeb 15, 2016 to Dec 31, 2017 · Newtown Square, Pa
- Msi Financial Services, Inc. formerJan 2, 2015 to Mar 25, 2017 · Newtown Square, Pa
- New England Securities Corporation formerDec 10, 2010 to Jan 2, 2015 · Newtown Square, Pa
Moves
a registration end followed by a registration begin elsewhere
- Newsquare Capital, LLC to MML Investors Services, LLCleft Dec 31, 2017, registered Mar 25, 2017 (-281 days) · corporate re-registration, not a move
- Msi Financial Services, Inc. to Newsquare Capital, LLCleft Mar 25, 2017, registered Feb 15, 2016 (-404 days) · Other · moved with a team
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address