DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas H. Russell
Feed of 09/14/2026
At current firm
7 y
since Oct 12, 2018
In the industry
16 y
since Dec 8, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Narwhal Capital Management mixed wealth currentsince Oct 12, 2018 · Marietta, Ga
- Peachcap Tax & Advisory, LLC independent RIASep 19, 2017 to Oct 3, 2018 · Atlanta, Ga
- LPL Financial LLC BD affiliatedSep 19, 2013 to Sep 12, 2017 · Atlanta, Ga
- Yieldquest Advisors, LLC formerMar 23, 2011 to Sep 17, 2013 · Atlanta, Ga
- Equitable Advisors, LLC national BDDec 15, 2009 to Jan 22, 2010 · Cumming, Ga
Moves
a registration end followed by a registration begin elsewhere
- Peachcap Tax & Advisory, LLC to Narwhal Capital Managementleft Oct 3, 2018, registered Oct 12, 2018 (9 days) · RIA to RIA
- LPL Financial LLC to Peachcap Tax & Advisory, LLCleft Sep 12, 2017, registered Sep 19, 2017 (7 days) · Other
- Yieldquest Advisors, LLC to LPL Financial LLCleft Sep 17, 2013, registered Sep 19, 2013 (2 days) · Other
- Equitable Advisors, LLC to Yieldquest Advisors, LLCleft Jan 22, 2010, registered Mar 23, 2011 (425 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address