DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Peachcap Tax & Advisory, LLC
Latest filing Feb 17, 2026
First filing on the tape Feb 19, 2016 · 35 filings
SEC status approved since Mar 1, 2016
RAUM
$147M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$135M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$24.6M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$147M as of Feb 17, 2026
Mar 1, 2017$102M then
HNW client RAUM$63.1M as of Feb 17, 2026
Mar 29, 2018$56.2M then
State-registered IARs (5.B.3)4 as of Feb 17, 2026
Mar 1, 20175 then
Employees (5.A)4 as of Feb 17, 2026
Mar 1, 20178 then
Private funds: no history
RAUM -0.8% over the last fiscal year+16% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $24.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $246,618derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.3%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $135MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$71.9M49%
- High-net-worth individuals$63.1M43%
- Pension and profit-sharing plans$12.5M8.5%
- Individual clients
- 178reported
- HNW clients
- 59reported
- Pension plan clients
- 11reported
- Charitable clients
- 0reported
- Accounts
- 598reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Eric Steven BurnetteCertified Financial Planner | Atlanta, Ga | Aug 3, 2011 | 16 y | 1 |
| Karen Dale Holt | Atlanta, Ga | Nov 29, 2016 | 39 y | 1 |
| Debbie Ann Gandy | Camarillo, Ca | Aug 31, 2018 | 21 y | 3 |
| John Mateyko | Atlanta, Ga | Sep 28, 2018 | 26 y | 5 |
| Tom Abel Puentes | Langley, Wa | Jul 2, 2019 | 38 y | 3 |
| Cameron White Parkhurst | Atlanta, Ga | Nov 12, 2020 | 25 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Steven Cueto to Fidelity Personal And Workplace AdvisorsJan 31, 2023 · RIA to affiliated broker-dealer or bank
- Matthew Daniel Goodwin to Strategic Blueprint, LLCJul 27, 2022 · RIA to RIA
- Terry Stoor to Henssler FinancialOct 3, 2018 · RIA to RIA
- Thomas H. Russell to Narwhal Capital ManagementOct 3, 2018 · RIA to RIA
- Mark Axmacher to Kruse Asset Management, LLCAug 20, 2018 · RIA to RIA
- Henry Martin Klausman to Triad Advisors, LLCAug 19, 2016 · Other
- Robert Gerald Goggin to Wealth Management Advisors, LLCAug 15, 2016 · Other
Joined, latest
- Cameron White Parkhurst from Arkadios Wealth AdvisorsNov 12, 2020 · RIA to RIA
- Tom Abel Puentes from Kestra Private Wealth Services, LLCJul 2, 2019 · RIA to RIA
- John Mateyko from World Equity Group, Inc.Sep 28, 2018 · Affiliated broker-dealer or bank to independent RIA
- Debbie Ann Gandy from Kestra Private Wealth Services, LLCAug 31, 2018 · RIA to RIA
- Terry Stoor from Cape Investment Advisory, Inc.Nov 15, 2017 · Other
- Thomas H. Russell from LPL Financial LLCSep 19, 2017 · Other
- Mark Axmacher from Great Valley Advisor Group, LLCAug 4, 2017 · Other
- Karen Dale Holt from Wells Fargo AdvisorsNov 29, 2016 · Other
- Matthew Daniel Goodwin from MML Investors Services, LLCJan 14, 2016 · Other
- Robert Gerald Goggin from Haven CapitalOct 16, 2014 · Other
- Eric Steven Burnette from Investacorp Advisory Services IncAug 3, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Steven Eric Burnette · President/Ccocontrolsince 01/2019 · owns less than 5%
- Wood Joshua Gregg · Cfocontrolsince 02/2015 · owns less than 5%
- Steven Eric Burnette · President/Ceocontrolsince 06/2020 · owns 25% to 50% of Peachcap Incorporated
- Wood Joshua Gregg · Cfocontrolsince 01/2018 · owns 25% to 50% of Peachcap Incorporated
Entity owners
- Peachcap Incorporated · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Peachcap Cpa'S LLCinsurancen
- Peachcap Securities, Inc.broker-dealerreal estaten
- Peachcap Tax, LLCinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Camarillo, CA1 employees
- Palmetto, GA1 employees
What changed
consecutive filings, newest first
- Accounts · 605 to 598Mar 11, 2025 to Feb 17, 2026
- Advisory employees · 5 to 4Mar 11, 2025 to Feb 17, 2026
- HNW clients · 60 to 59Mar 11, 2025 to Feb 17, 2026
- Individual clients · 180 to 178Mar 11, 2025 to Feb 17, 2026
- Pension plan clients · 12 to 11Mar 11, 2025 to Feb 17, 2026
- Employees · 5 to 4Mar 11, 2025 to Feb 17, 2026
- State-registered IARs · 5 to 4Mar 11, 2025 to Feb 17, 2026
- Discretionary RAUM · $149M to $147MMar 11, 2025 to Feb 17, 2026
- HNW RAUM · $63.2M to $63.1MMar 11, 2025 to Feb 17, 2026
- Individual RAUM · $70.6M to $71.9MMar 11, 2025 to Feb 17, 2026
- Pension RAUM · $14.8M to $12.5MMar 11, 2025 to Feb 17, 2026
- RAUM · $149M to $147MMar 11, 2025 to Feb 17, 2026
- Accounts · 565 to 605Jul 16, 2024 to Mar 11, 2025
- Advisory employees · 4 to 5Jul 16, 2024 to Mar 11, 2025
- HNW clients · 55 to 60Jul 16, 2024 to Mar 11, 2025
- Individual clients · 170 to 180Jul 16, 2024 to Mar 11, 2025
- Pension plan clients · 11 to 12Jul 16, 2024 to Mar 11, 2025
- Employees · 11 to 5Jul 16, 2024 to Mar 11, 2025
- Financial planning clients · 0 to 0Jul 16, 2024 to Mar 11, 2025
- State-registered IARs · 4 to 5Jul 16, 2024 to Mar 11, 2025
- Discretionary RAUM · $116M to $149MJul 16, 2024 to Mar 11, 2025
- HNW RAUM · $47.4M to $63.2MJul 16, 2024 to Mar 11, 2025
- Individual RAUM · $51.1M to $70.6MJul 16, 2024 to Mar 11, 2025
- Pension RAUM · $17.3M to $14.8MJul 16, 2024 to Mar 11, 2025
- RAUM · $116M to $149MJul 16, 2024 to Mar 11, 2025
- Accounts · 526 to 565Feb 21, 2023 to Feb 13, 2024
- Advisory employees · 6 to 4Feb 21, 2023 to Feb 13, 2024
- BD registered reps · 6 to 4Feb 21, 2023 to Feb 13, 2024
- HNW clients · 47 to 55Feb 21, 2023 to Feb 13, 2024
- Individual clients · 155 to 170Feb 21, 2023 to Feb 13, 2024
- Pension plan clients · 16 to 11Feb 21, 2023 to Feb 13, 2024
- Employees · 13 to 11Feb 21, 2023 to Feb 13, 2024
- Financial planning clients · 1-10 to 0Feb 21, 2023 to Feb 13, 2024
- State-registered IARs · 6 to 4Feb 21, 2023 to Feb 13, 2024
- Other offices · 3 to 2Feb 21, 2023 to Feb 13, 2024
- Discretionary RAUM · $94.6M to $116MFeb 21, 2023 to Feb 13, 2024
- HNW RAUM · $34.5M to $47.4MFeb 21, 2023 to Feb 13, 2024
- Individual RAUM · $44.6M to $51.1MFeb 21, 2023 to Feb 13, 2024
- Pension RAUM · $15.5M to $17.3MFeb 21, 2023 to Feb 13, 2024
- RAUM · $94.6M to $116MFeb 21, 2023 to Feb 13, 2024
Signals
7 dated events
- Steven Cueto left Peachcap Tax & Advisory, Llc for Fidelity Personal And Workplace Advisors (registered 2023-02-17)Jan 31, 2023 · Advisor changed firm · fact
- Matthew Daniel Goodwin left Peachcap Tax & Advisory, Llc for Strategic Blueprint, Llc (registered 2022-07-19)Jul 27, 2022 · Advisor changed firm · fact
- Harrison David Miller (Ceo/Coo) no longer on Schedule A of Peachcap Tax & Advisory, Llc (listed 2022-01-21, absent 2022-06-27)Jun 27, 2022 · Control person left · inference
- Wonhee Cho (Chief Compliance Officer) no longer on Schedule A of Peachcap Tax & Advisory, Llc (listed 2018-10-23, absent 2019-01-15)Jan 15, 2019 · Control person left · inference
- Wood Joshua Gregg (Cfo) appeared on Schedule A of Peachcap Tax & Advisory, LlcJan 15, 2019 · Control person joined · fact
- Steven Eric Burnette (Cco) appeared on Schedule A of Peachcap Tax & Advisory, LlcJan 15, 2019 · Control person joined · fact
- Peachtree Capital Tax And Advisory, Llc filed its initial SEC registration (Form ADV)Feb 19, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-400-9401reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 847-592-7130reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/peachcapincreportedpublic record, Form ADV, Sep 17, 2026
- Website
- idexfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 404-220-8958reportedpublic record, Form ADV, Feb 17, 2026
- Team page
- idexfinancial.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $24.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026