J•••• P• W•••••

• M•• I•••••••• S•••••••• L•• BD affiliated current
  since Jun 13, 2022 · Dallas, Tx
• P••• A••••• S••••••••• L•• BD affiliated
  Apr 30, 2013 to Jun 2, 2022 · Austin, Tx
• E•••••••• A•••••••• L•• national BD
  Oct 8, 2009 to Jan 24, 2013 · Dallas, Tx

• P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
  left Jun 2, 2022, registered Jun 13, 2022 (11 days) · Affiliated broker-dealer or bank to another · moved with a team
• E•••••••• A•••••••• L•• to P••• A••••• S••••••••• L••
  left Jan 24, 2013, registered Apr 30, 2013 (96 days) · Other

• ••• Locked
  Jun 2, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address