RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• B•••••• A••••••
- M••••• S•••••• wireh•••• currentsince Mar 28, 2025 · Springfield, Ma
- B••••••• H•••• A••••••••• L•• unclassifiedMar 2, 2016 to Mar 9, 2016 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerJul 29, 2011 to Nov 14, 2014 · Boston, Ma
- B••••••• H•••• A••••••••• L•• to M••••• S••••••left Mar 9, 2016, registered Mar 28, 2025 (3306 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to B••••••• H•••• A••••••••• L••left Nov 14, 2014, registered Mar 2, 2016 (474 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address