DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan C Bly
Feed of 09/15/2026
At current firm
2 y
since Jul 2, 2024
In the industry
14 y
since Sep 28, 2011 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Mercer Global Advisors Inc. independent RIA currentsince Jul 2, 2024 · Denver, Co
- Cetera Investment Advisers LLC BD affiliatedFeb 23, 2022 to Dec 20, 2023 · Wichita, Ks
- LPL Financial LLC BD affiliatedDec 23, 2020 to Feb 16, 2022 · Prairie Village, Ks
- U.S. Bancorp Investments, Inc. formerDec 4, 2017 to Dec 1, 2020 · Overland Park, Ks
- Commerce Brokerage Services, Inc formerAug 26, 2013 to Dec 1, 2017 · St. Louis, Mo
- Umb Financial Services, Inc. independent RIASep 29, 2011 to Aug 21, 2013 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Mercer Global Advisors Inc.left Dec 20, 2023, registered Jul 2, 2024 (195 days) · Affiliated broker-dealer or bank to independent RIA
- LPL Financial LLC to Cetera Investment Advisers LLCleft Feb 16, 2022, registered Feb 23, 2022 (7 days) · Affiliated broker-dealer or bank to another
- U.S. Bancorp Investments, Inc. to LPL Financial LLCleft Dec 1, 2020, registered Dec 23, 2020 (22 days) · Affiliated broker-dealer or bank to another
- Commerce Brokerage Services, Inc to U.S. Bancorp Investments, Inc.left Dec 1, 2017, registered Dec 4, 2017 (3 days) · Other
- Umb Financial Services, Inc. to Commerce Brokerage Services, Incleft Aug 21, 2013, registered Aug 26, 2013 (5 days) · Other
Signals
- Ryan C Bly left Cetera Investment Advisers Llc for Mercer Global Advisors Inc. (registered 2024-07-02)Dec 20, 2023 · Advisor changed firm · fact
- Ryan C Bly left Lpl Financial Llc for Cetera Investment Advisers Llc (registered 2022-02-23)Feb 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address