RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Woong Kim
- Title
- Wealth Managerreportedartisancap.comfirm site, Sep 15, 2026
- Professional profile
- artisancap.com/team/woong-kimreportedartisancap.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Nwf Advisory Services Inc independent RIA currentsince Dec 19, 2019 · Los Angeles, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 11, 2013 to Dec 18, 2019 · Los Angeles, Ca
- Equitable Advisors, LLC national BDOct 23, 2009 to Feb 15, 2013 · Los Angeles, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Nwf Advisory Services Incleft Dec 18, 2019, registered Dec 19, 2019 (1 days) · Wirehouse to independent RIA
- Equitable Advisors, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Feb 15, 2013, registered Mar 11, 2013 (24 days) · Affiliated broker-dealer or bank to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address