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Registered advisor
M•••••• J••••• G••••••
Feed of 09/15/2026
Also filed as M•••••• J••••• G••••••
At current firm
9 y
since Mar 7, 2017
In the industry
16 y
since Jun 18, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 7, 2017 · Radnor, Pa
- L•• F•••••••• L•• BD affiliatedDec 21, 2015 to Mar 8, 2017 · Wyomissing, Pa
- C••••••• S••••••••• I••• BD affiliatedMay 15, 2012 to Dec 21, 2015 · Philadelphia, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 10, 2010 to May 14, 2012 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Mar 8, 2017, registered Mar 7, 2017 (-1 days) · Other
- C••••••• S••••••••• I••• to L•• F•••••••• L••left Dec 21, 2015, registered Dec 21, 2015 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••left May 14, 2012, registered May 15, 2012 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address