C•••••• L•••• G••••

• S••••••• W••••• M••••••••• I••• state registered current
  since Jan 1, 2026 · Miami, Fl
• E•• F•••••••• A••••••• independent RIA
  May 8, 2015 to Jun 1, 2017 · Boca Raton, Fl
• L•• F•••••••• L•• BD affiliated
  Oct 10, 2014 to Nov 25, 2014 · Ft Lauderdale, Fl
• M•• F•••••••• S•••••••• I••• former
  Sep 16, 2011 to Sep 24, 2014 · Fort Lauderdale, Fl
• M••••• S•••••• wirehouse
  Jan 19, 2010 to Jun 17, 2011 · Coral Gables, Fl

• E•• F•••••••• A••••••• to S••••••• W••••• M••••••••• I•••
  left Jun 1, 2017, registered Jan 1, 2026 (3136 days) · Other
• L•• F•••••••• L•• to E•• F•••••••• A•••••••
  left Nov 25, 2014, registered May 8, 2015 (164 days) · Other
• M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••
  left Sep 24, 2014, registered Oct 10, 2014 (16 days) · Other
• M••••• S•••••• to M•• F•••••••• S•••••••• I•••
  left Jun 17, 2011, registered Sep 16, 2011 (91 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address