C••••••••• D••••• S••••••

C•••••• S••••• • C••• I•••national BDHazlet, Nj dual registrantIAPD 5710380

Certified Financial Planner

Feed of 09/14/2026

Also filed as C••••••••• D••••• S••••••

At current firm

4 y

since Mar 14, 2022

In the industry

17 y

since Aug 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Mar 14, 2022 · Lone Tree, Co
T• A••••••••• I••••••••• M••••••••• L•• former
Mar 22, 2010 to Feb 14, 2012 · Melville, Ny
T• A••••••••• I••• former
Mar 22, 2010 to Jan 19, 2022 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••• to C•••••• S••••• • C••• I•••
left Jan 19, 2022, registered Mar 14, 2022 (54 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Feb 14, 2012, registered Mar 22, 2010 (-694 days) · channel change inside one enterprise, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address