RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• G•••••••• P•••••
- W••••••••• R••••••••• A••••••• institutional currentsince Apr 26, 2023 · Bethesda, Md
- K••••• A••••••• S•••••••• L•• BD affiliatedMay 30, 2019 to Mar 28, 2023 · Bethesda, Md
- A••••••••• F•••••••• S•••••••• L•• national BDJan 11, 2017 to Jan 11, 2018 · Fairfax, Va
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 30, 2012 to Dec 31, 2016 · Bethesda, Md
- K••••• A••••••• S•••••••• L•• to W••••••••• R••••••••• A•••••••left Mar 28, 2023, registered Apr 26, 2023 (29 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Jan 11, 2018, registered May 30, 2019 (504 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••••• F•••••••• S•••••••• L••left Dec 31, 2016, registered Jan 11, 2017 (11 days) · Other
- K•••• G•••••••• P••••• left K••••• A••••••• S•••••••• L•• for W••••••••• R••••••••• A••••••• (registered 2023-04-26)Mar 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address