RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• S•••••• J•••••
- L•• F•••••••• L•• BD affiliated currentsince May 7, 2026 · San Diego, Ca
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 28, 2011 to May 27, 2026 · Portland, Or
- C•• S••••••••• L•• formerJan 11, 2010 to Nov 22, 2011 · Portland, Or
- S••••••• F•••••••• S•••••••• I••• formerJan 7, 2010 to Nov 22, 2011 · Portland, Or
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left May 27, 2026, registered May 7, 2026 (-20 days) · corporate re-registration, not a move
- S••••••• F•••••••• S•••••••• I••• to C•• S••••••••• L••left Nov 22, 2011, registered Jan 11, 2010 (-680 days) · channel change inside one enterprise, not a move
- C•• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 22, 2011, registered Nov 28, 2011 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address