RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• R••• C••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Sep 12, 2018 · Snellville, Ga
- V••• E••••• M••••••••• L•• independent RIAApr 29, 2015 to Mar 29, 2019 · Snellville, Ga
- H••••• I••••••••• M••••••••• L•• independent RIASep 29, 2009 to Apr 6, 2015 · Suwanee, Ga
- V••• E••••• M••••••••• L•• to B••••••••• C•••••• M••••••••• L••left Mar 29, 2019, registered Sep 12, 2018 (-198 days) · RIA to RIA · moved with a team
- H••••• I••••••••• M••••••••• L•• to V••• E••••• M••••••••• L••left Apr 6, 2015, registered Apr 29, 2015 (23 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address