RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• G••• B••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 1, 2025 · Louisville, Ky
- A••••••• C•••••• M••••••••• I••• state registeredJan 5, 2018 to Apr 1, 2019 · Louisville, Ky
- W•••••• • R••• formerDec 14, 2012 to Jan 8, 2018 · Louisville, Ky
- E•••••••• A•••••••• L•• national BDMar 17, 2010 to Apr 2, 2012 · Louisville, Ky
- A••••••• C•••••• M••••••••• I••• to L•• F•••••••• L••left Apr 1, 2019, registered Jan 1, 2025 (2102 days) · Other
- W•••••• • R••• to A••••••• C•••••• M••••••••• I•••left Jan 8, 2018, registered Jan 5, 2018 (-3 days) · Other
- E•••••••• A•••••••• L•• to W•••••• • R•••left Apr 2, 2012, registered Dec 14, 2012 (256 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address