DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
American Capital Management, Inc.
Latest filing Feb 20, 2026
First filing on the tape Feb 20, 2026 · 1 filings
RAUM
$97.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$97.7M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Feb 20, 2026; every figure names its basis
- RAUM per advisor
- $9.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $894,172derivedHNW RAUM over HNW clients
- Average account
- $120,669derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $97.7M, 440 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$51.9M53%
- Individuals$45.9M47%
- Individual clients
- 382reported
- HNW clients
- 58reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 810reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $97.7M for 440 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy Eric Peoples | New Albany, In | Dec 23, 1998 | 45 y | 0 |
| Ronald Edward Denman | New Albany, In | Jul 3, 2007 | 33 y | 0 |
| Vincent K Hyman | New Albany, In | Jan 24, 2008 | 40 y | 1 |
| Lew Moss Newton | Louisville, Ky | May 2, 2012 | 33 y | 1 |
| Dianne Williams Wildt | New Albany, In | Nov 19, 2013 | 24 y | 3 |
| Lowell Thomas Fletcher | Columbus, Oh | Dec 17, 2014 | 24 y | 3 |
| Randall Scott Walker | New Albany, In | May 31, 2017 | 18 y | 1 |
| Kenneth D Sadler | New Albany, In | Feb 1, 2024 | 10 y | 5 |
| David Charles Betz | New Albany, In | Jun 17, 2024 | 38 y | 7 |
| Johnathon Thomas Davis | New Albany, In | Nov 8, 2024 | 33 y | 3 |
Advisor movement
Left, latest
- Kenneth D Sadler to Summerhill Asset Management LLCOct 28, 2022 · Other
- Paidemoyo Brian Charasika to Copperwood FinancialOct 28, 2022 · Other
- Kenneth Gene Baize to LPL Financial LLCApr 1, 2019 · Other
- Chad Devore to Wells Fargo AdvisorsJul 20, 2018 · Other
- Andrew Joseph Verdeyen to Td Ameritrade, Inc.Sep 27, 2017 · Other
- Shawn Kost to Edward JonesJan 24, 2017 · Other
- Mark Kelly Kissell to Advisory Services NetworkAug 14, 2015 · Other
Joined, latest
- Johnathon Thomas Davis from Retirement Tax Advisory GroupNov 8, 2024 · Other
- David Charles Betz from Money Concepts Advisory ServiceJun 17, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Kenneth D Sadler from Wealth Watch Advisors, IncFeb 1, 2024 · RIA to a state-registered adviser
- Kenneth D Sadler from Mutual Of Omaha Investor Services, Inc.Aug 18, 2021 · Other
- Paidemoyo Brian Charasika from Magnate Advisory Services, LLCJan 28, 2021 · RIA to a state-registered adviser
- Kenneth Gene Baize from Waddell & ReedJan 5, 2018 · Other
- Chad Devore from Lincoln InvestmentJul 24, 2017 · Other
- Randall Scott Walker from Mercurio Wealth AdvisorsMay 31, 2017 · RIA to a state-registered adviser
- Andrew Joseph Verdeyen from Cambridge Investment Research Advisors, Inc.Jan 12, 2017 · Other
- Shawn Kost from Pnc Wealth ManagementNov 21, 2016 · Other
- Lowell Thomas Fletcher from Estate Planning ProfessionalsDec 17, 2014 · Other
- Dianne Williams Wildt from American Portfolios Advisors, IncNov 19, 2013 · Other
- Lew Moss Newton from Highland Financial Management, IncMay 2, 2012 · Other
- Mark Kelly Kissell from Envision Investment Advisors, LLCMar 12, 2010 · Other
- Vincent K Hyman from Ogilvie Security Advisors CorpJan 24, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Albany, In · principal | 10 | 0 | 0 | ||
| Louisville, Ky | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
2 dated events
- Kenneth D Sadler left American Capital Management, Inc. for Summerhill Asset Management Llc (registered 2022-12-06)Oct 28, 2022 · Advisor changed firm · fact
- Paidemoyo Brian Charasika left American Capital Management, Inc. for Copperwood Financial (registered 2024-01-12)Oct 28, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- AMERCAP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 812-945-9888reportedpublic record, Form ADV, Feb 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026